| Company | CIK | Ticker Symbol | Document |
| BAC Home Loans Servicing, LP | 1521607 | | 40-APP[html] |
| BADIE RONALD P | 1264379 | | 4[html] |
| BAILEY JOHN R | 1275015 | | 4[html] |
| BAILLIE GIFFORD FUNDS | 1120543 | | N-Q[html] |
| BAKER MARTIN RAYMOND | 1224178 | | 4[html] |
| BALLANTINE JOHN W | 1244130 | | 4[html] |
| BALLY TECHNOLOGIES, INC. | 2491 | NYSE:BYI | 8-K[html] |
| BANCTRUST FINANCIAL GROUP INC | 783739 | NASDAQ:BTFG | 4[html] 4[html] 4[html] 8-K[html] |
| BANK BRADESCO | 1160330 | | 6-K/A[html] |
| BANK OF AMERICA CORP /DE/ | 70858 | | 4[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] FWP[html] FWP[html] FWP[html] |
| BANK OF MONTREAL /CAN/ | 927971 | | 424B2[html] |
| BANK OF NEW YORK / ADR DIVISION | 1201935 | | F-6EF[html] F-6EF[html] |
| BANK OF THE OZARKS INC | 1038205 | | 4[html] |
| BARCLAYS BANK PLC /ENG/ | 312070 | | 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B2[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 424B3[html] 6-K[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] FWP[html] |
| BARD C R INC /NJ/ | 9892 | | 4[html] |
| BARGE JAMES W | 1237441 | | 4[html] |
| BARRETT COLLEEN C | 1027713 | | 4[html] |
| BARTEL RALPH | 1221280 | | 4[html] |
| BASIC ENERGY SERVICES INC | 1109189 | NYSE:BAS | 8-K[html] |
| BASSI JOSEPH V | 1245672 | | 4[html] |
| BATTAT EMILE A | 1221109 | | 4[html] |
| BAUN THEODORE W. | 1443910 | | 4[html] |
| BB Biotech Ventures II, L.P. | 1522015 | | SC 13D[html] |
| BBIF GOVERNMENT SECURITIES FUND | 1186233 | | NSAR-B[html] |
| BBIF MONEY FUND | 1186231 | | NSAR-B[html] |
| BBIF TAX EXEMPT FUND | 1186235 | | NSAR-B[html] |
| BBIF TREASURY FUND | 1186237 | | NSAR-B[html] |
| BEACHY DAVID J | 1208032 | | 4[html] |
| BEACON ENTERPRISE SOLUTIONS GROUP INC | 1122063 | | 8-K[html] |
| BEAR STEARNS DEPOSITOR INC TRUST CERTS SER 2002 1 | 1170024 | | 8-K[html] |
| BEAZER HOMES USA INC | 915840 | NYSE:BZH | 4[html] |
| BECKMAN COULTER INC | 840467 | NYSE:BEC | 4[html] 4[html] |
| BELLUZZO RICHARD | 1204925 | | 4[html] |
| BENACIN PHILIPPE | 901877 | | 4[html] |
| BENMOSCHE ROBERT H | 1214148 | | 4[html] |
| BENNETT ARCHIE JR | 1260653 | | 4[html] |
| BENNETT MONTGOMERY J | 1260654 | | 4[html] |
| BENSON KEVIN E | 1258060 | | 4[html] |
| BERG CHARLES | 1111804 | | 4[html] |
| BERKELEY HELEN H | 1061394 | | 4[html] |
| BERKSHIRE INCOME REALTY INC | 1178862 | AMEX:BIR^A | 8-K[html] |
| BERMAN LYLE | 903291 | | 4[html] |
| BERNLOHR TIMOTHY J | 1286593 | | 4[html] |
| BERNSTEIN SANFORD C FUND II INC | 1166729 | | NSAR-A[html] |
| BERNSTEIN SANFORD C FUND INC | 832808 | | NSAR-A[html] |
| BERO SAMUEL J | 938830 | | 4[html] |
| BERTELSEN MARK A | 1196895 | | 4[html] |
| BESANCON MICHAEL | 1199823 | | 4[html] |
| BETZWOOD PARTNERS LP | 1460384 | | D/A[html] |
| BHATT NIMISH S | 1284210 | | 4[html] |
| BHP BILLITON LTD | 811809 | NYSE:BHP | 6-K[html] |
| BHP BILLITON PLC | 1171264 | NYSE:BBL | 6-K[html] |
| BIDLACK JERALD D | 1235788 | | 4[html] |
| BIF GOVERNMENT SECURITIES FUND | 353480 | | NSAR-B[html] |
| BIF MONEY FUND | 215457 | | NSAR-B[html] |
| BIF MULTI STATE MUNICIPAL SERIES TRUST | 810598 | | NSAR-B[html] |
| BIF TAX EXEMPT FUND/ | 320281 | | NSAR-B[html] |
| BIF TREASURY FUND | 869311 | | NSAR-B[html] |
| BIGLARI HOLDINGS INC. | 93859 | | SC 13D/A[html] |
| BIOGEN IDEC INC. | 875045 | NASDAQ:BIIB | 4[html] 4[html] 4[html] |
| BIOLAB FRANCHISE COMPANY, LLC | 1514594 | | 424B3[html] |
| BIOLASE TECHNOLOGY INC | 811240 | NASDAQ:BLTI | 4[html] |
| BION ENVIRONMENTAL TECHNOLOGIES INC | 875729 | | S-8[html] |
| BIOSANTE PHARMACEUTICALS INC | 1023024 | NASDAQ:BPAX | 8-K[html] S-3[html] S-8[html] |
| BIP GP LLC | 1298983 | | 4[html] |
| BISGARD JAY C | 1248030 | | 4[html] |
| BISHOP JOHN L | 1189846 | | 4[html] |
| BJS WHOLESALE CLUB INC | 1037461 | | 10-Q[html] |
| BLACK BOX CORP | 849547 | NASDAQ:BBOX | 10-K[html] |
| BLACKBOARD INC | 1106942 | NASDAQ:BBBB | SC TO-I[html] |
| BLACKROCK BALANCED CAPITAL FUND, INC. | 110055 | | NSAR-A[html] |
| BLACKROCK BASIC VALUE FUND, INC. | 216557 | | N-Q[html] |
| BLACKROCK BOND ALLOCATION TARGET SHARES | 1221845 | | NSAR-B[html] |
| BLACKROCK BOND FUND, INC. | 276463 | | 497[html] NSAR-A[html] |
| BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST | 1159038 | NYSE:BJZ | N-Q[html] |
| BLACKROCK EUROFUND | 790525 | | N-Q[html] |
| BLACKROCK FOCUS VALUE FUND, INC. | 701960 | | N-Q[html] |
| BLACKROCK FUNDS | 844779 | | N-Q[html] NSAR-A[html] NSAR-B[html] |
| BLACKROCK GLOBAL FINANCIAL SERVICES FUND, INC. | 1086641 | | NSAR-A[html] |
| BLACKROCK GLOBAL SMALLCAP FUND, INC. | 922457 | | N-Q[html] |
| BLACKROCK INDEX FUNDS, INC. | 1026144 | | N-Q[html] |
| BLACKROCK INTERNATIONAL VALUE TRUST | 759829 | | N-Q[html] |
| BLACKROCK LARGE CAP SERIES FUNDS, INC. | 1097077 | | NSAR-A[html] |
| BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST | 774013 | | N-Q[html] |
| BLACKROCK MUNICIPAL 2018 TERM TRUST | 1159040 | NYSE:BPK | N-Q[html] |
| BLACKROCK MUNICIPAL BOND FUND, INC. | 225635 | | N-Q[html] |
| BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST | 1159039 | NYSE:BLH | N-Q[html] |
| BLACKROCK PACIFIC FUND, INC. | 202741 | | N-Q[html] |
| BLACKROCK WORLD INCOME FUND, INC. | 835620 | | N-Q[html] |
| BLASTGARD INTERNATIONAL INC | 1102358 | | 10-Q/A[html] 3[html] 4[html] |
| BLICKLE JOHN C | 1231621 | | 4[html] |
| BLUE CHIP VALUE FUND INC | 810439 | NYSE:BLU | N-Q[html] |
| BMW Vehicle Lease Trust 2011-1 | 1517677 | | 10-D[html] |
| BMW Vehicle Owner Trust 2010-A | 1489612 | | 10-D[html] |
| BODY CENTRAL CORP | 1379246 | | 4[html] 4[html] |
| BOERGER KENNETH A | 1208759 | | 4[html] |
| BOGGAN DANIEL JR | 1175741 | | 4[html] |
| BOHEN FREDERICK M | 1241887 | | 4[html] |
| BOLDT JAMES R | 901764 | | 4[html] |
| BONADIO TOM | 1262878 | | 4[html] |
| BOND FUND OF AMERICA | 13075 | | N-Q[html] |
| BONTAN CORP INC | 1095435 | | F-1/A[html] |
| BOOKS A MILLION INC | 891919 | | 8-K[html] |
| BORGWARNER INC | 908255 | NYSE:BWA | 3[html] 3[html] |
| BORICK STEVEN J | 1193964 | | 4[html] |
| BOSTON BEER CO INC | 949870 | NYSE:SAM | 8-K[html] |
| BOSTON PRIVATE FINANCIAL HOLDINGS INC | 821127 | NASDAQ:BPFH | 8-K[html] |
| BOTTOMLINE TECHNOLOGIES INC /DE/ | 1073349 | | 4[html] |
| BOWES WILLIAM K JR | 1225476 | | 4[html] |
| BOWMAN ED H JR | 1018421 | | 3[html] |
| BOYD GAMING CORP | 906553 | NYSE:BYD | SC 13D/A[html] |
| BPI Repro, LLC | 1354779 | | 424B4[html] |
| BRACKE JAMES W | 1265843 | | 4[html] |
| BRADY JEROME D | 1126448 | | 4[html] |
| BRANDT ERIC | 1190639 | | 4[html] |
| BRASIL TELECOM SA | 1160846 | | 6-K[html] |
| BRENNAN TERRENCE D | 1209925 | | 4[html] |
| BRF-BRASIL FOODS S.A. | 1122491 | | 6-K[html] |
| BRIDGE BANCORP INC | 846617 | NASDAQ:BDGE | 8-K[html] |
| BRIDGFORD FOODS CORP | 14177 | NASDAQ:BRID | 10-Q[html] |
| BRIGGS ROBERT W | 1231624 | | 4[html] |
| BRISACK CHRIS A | 1244743 | | 4[html] |
| BRISTOW DUKE K | 1201427 | | 4[html] |
| BRITISH TELECOMMUNICATIONS PLC /ADR | 820534 | | 20-F[html] 6-K[html] |
| BROOKS DAVID A | 1260555 | | 4[html] |
| BROWN DAVID T | 1228301 | | 4[html] |
| BROWN FRANKLIN D | 1226968 | | 4[html] |
| BROWN ROBERT J | 1037994 | | 4[html] |
| BROWN ROGER A | 1221675 | | 4[html] |
| BRUNSWICK CORP | 14930 | NYSE:BC | 4[html] |
| BRYANT WARREN F | 1187874 | | 4[html] |
| BRYN MAWR BANK CORP | 802681 | NASDAQ:BMTC | 8-K[html] |
| BT GROUP PLC | 756620 | NYSE:BT | 20-F[html] 6-K[html] 6-K[html] 6-K[html] 6-K[html] |
| BTU Energy Fund, L.P. | 1521630 | | D[html] |
| BUBUTI LLC | 1521561 | | D[html] |
| BUCKNER CHARLES OLIVER | 1263376 | | 4[html] |
| BUENAVENTURA MINING CO INC | 1013131 | | 20-F/A[html] |
| BUFFALO FUNDS | 1135300 | | 485APOS[html] NSAR-B[html] |
| BUFFALO WILD WINGS INC | 1062449 | NASDAQ:BWLD | 4[html] |
| BULLOCK THOMAS E | 1244766 | | 4[html] |
| BUNDY MICHAEL | 1522018 | | 3[html] |
| BUNKA CHRISTOPHER | 1103780 | | 4[html] |
| BURNS JOHN E | 1209806 | | 4[html] |
| BUTCHOFSKY ROBERT | 1309652 | | 4[html] |
| Babcoke George F | 1428680 | | 4[html] |
| Baker Avenue Asset Management, LP | 1432529 | | 13F-HR/A[html] |
| Ballast China Fund I, LLC | 1521569 | | D[html] |
| Baltic Trading Ltd | 1474042 | | CORRESP[html] UPLOAD[html] UPLOAD[html] |
| Bamboo's Chinese Express, Inc. | 1521983 | | D[html] |
| Bank of America Capital Advisors LLC | 1416568 | | 40-APP[html] |
| Banko Frank | 1464582 | | 4[html] |
| Baretge Maxime C | 1410460 | | 3[html] |
| Barker Leonard F. | 1488897 | | 4[html] |
| Barlow Gary T. | 1500066 | | 4[html] |
| Barnes Randall C | 1298064 | | 4[html] |
| Batista Lars Fuhrken | 1341905 | | 3/A[html] |
| Beale Frank P | 1400172 | | 4[html] |
| Behringer Harvard Opportunity REIT I, Inc. | 1308711 | | EFFECT[html] |
| Beloyan Mark | 1521738 | | 3[html] |
| Benfer David | 1325119 | | 4[html] |
| Benning Kathleen M | 1269464 | | 4[html] |
| Biff Labs, Inc. | 1521963 | | D[html] |
| Bio-Lab, Inc. | 1358925 | | 424B3[html] |
| BioMed Realty Trust Inc | 1289236 | | 4[html] 4[html] 4[html] 4[html] 4[html] |
| BlackRock Capital Appreciation Fund, Inc. | 887509 | | NSAR-A[html] |
| BlackRock Enhanced Government Fund, Inc. | 1336050 | NYSE:EGF | N-Q[html] |
| BlackRock Funds II | 1398078 | | 497[html] 497[html] NSAR-A[html] |
| BlackRock Inc. | 1364742 | NYSE:BLK | 8-K[html] |
| BlackRock Series Fund, Inc. | 319108 | | N-Q[html] |
| BlackRock Value Opportunities Fund, Inc. | 230382 | | NSAR-B[html] |
| BlackRock Variable Series Funds, Inc. | 355916 | | N-Q[html] |
| Blair Linda H | 1333124 | | 4[html] |
| Blake Patrick | 1466438 | | 4[html] |
| Blakey Richard W | 1388045 | | 4[html] |
| Blue Earth, Inc. | 1422109 | | 8-K[html] |
| Blue Ridge Investments, L.L.C. | 1453700 | | 4[html] |
| Blue Water Restaurant Group, Inc. | 1516332 | | S-1[html] |
| BofA Advisors, LLC | 1185369 | | 40-APP[html] |
| BofA Distributors, Inc. | 1455642 | | 40-APP[html] |
| BofI Holding, Inc. | 1299709 | NASDAQ:BOFI | 8-K[html] |
| Bohannon Thomas J. | 1452601 | | 4[html] |
| Bourget Jonathan | 1500829 | | 4[html] |
| Box Ships Inc. | 1504795 | | SC 13D/A[html] |
| Boyer Bradley Scott | 1501251 | | 4[html] |
| Boyne James J | 1431377 | | 4[html] |
| Brelsford James F. | 1508056 | | 4[html] |
| Brewer W Keith | 1365868 | | 4[html] |
| Bridge Capital Holdings | 1304740 | NASDAQ:BBNK | 8-K[html] |
| BrightSource Energy Inc | 1471443 | | S-1/A[html] |
| Brigus Gold Corp. | 938113 | AMEX:AGT | F-10[html] |
| Brookfield Infrastructure Partners L.P. | 1406234 | | 6-K[html] |
| Brooklyn Federal Bancorp, Inc. | 1310313 | NASDAQ:BFSB | 8-K[html] |
| Broome Richard D | 1435657 | | 4[html] |
| Broome Theodore G | 1465592 | | 4[html] |
| Brown Bruce | 1436840 | | 4[html] |
| Brown Joel T. | 1463453 | | 4[html] |
| Bryan David W | 1294191 | | 4[html] |
| Bulkley G Bradford | 1315101 | | 4[html] |
| Burkey M Kathryn | 1334339 | | 4[html] |
| Burt Carol | 1493926 | | 4[html] |
| Byrd Warren W | 1491615 | | 4[html] |
| Byrne Patrick J | 1316476 | | 4[html] |