| Company | CIK | Ticker Symbol | Document |
| S Y BANCORP INC | 835324 | NASDAQ:SYBT NASDAQ:SYBTP | 4[html] |
| SA FUNDS INVESTMENT TRUST | 1075065 | | N-Q[html] |
| SAFEGUARD SCIENTIFICS INC | 86115 | NYSE:SFE | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| SALESFORCE COM INC | 1108524 | NYSE:CRM | 4[html] 4[html] 4[html] 4[html] 4[html] |
| SALISBURY BANCORP INC | 1060219 | AMEX:SAL | S-8[html] |
| SAMIL DILEK | 1186048 | | 4[html] |
| SAMPLE STEVEN B | 1190238 | | 4[html] |
| SANDERS DON A | 904778 | | 4[html] |
| SANDISK CORP | 1000180 | NASDAQ:SNDK | 4[html] 4[html] |
| SANFILIPPO JOHN B & SON INC | 880117 | | 8-K[html] |
| SBL FUND | 217087 | | N-Q[html] |
| SC VCX, LLC | 1521977 | | D[html] |
| SCANNELL PETER O | 1246808 | | 4[html] |
| SCHIE DAVID | 1197204 | | 4[html] |
| SCHNEIDER RICHARD S | 1182317 | | 4[html] |
| SCHOENDORF NANCY J | 1250354 | | 4[html] |
| SCHRECK STEFAN | 1282573 | | 4[html] |
| SCHRODER BRUCE | 1251656 | | 4[html] |
| SCOTT HOMER A JR | 1195494 | | 144[html] 4[html] |
| SCRIPPS E W CO /DE | 832428 | | 8-K[html] |
| SCS Hedged Opportunities (TE) Fund, LLC | 1500207 | | NSAR-B[html] |
| SCS Hedged Opportunities Fund, LLC | 1489019 | | NSAR-B[html] |
| SCS Hedged Opportunities Master Fund, LLC | 1489018 | | NSAR-B[html] |
| SCUDDER MARK A | 1181048 | | 4[html] |
| SEA Venture Capital Fund - ShowClix Series B, L.P. | 1520937 | | D[html] |
| SEACHANGE INTERNATIONAL INC | 1019671 | NASDAQ:SEAC | 8-K[html] |
| SEACOR HOLDINGS INC /NEW/ | 859598 | | 8-K[html] |
| SEAHAWK DRILLING, INC. | 1452384 | | 8-K[html] |
| SEASONS SERIES TRUST | 1003239 | | NSAR-B[html] |
| SEAWELL A BROOKE | 1197652 | | 4[html] |
| SECORD DEAN H | 1262133 | | 4[html] |
| SECURITY EQUITY FUND | 88525 | | NSAR-A[html] |
| SECURITY INCOME FUND /KS/ | 88498 | | N-Q[html] |
| SECURITY LARGE CAP VALUE FUND/KS/ | 88565 | | NSAR-A[html] |
| SECURITY MID CAP GROWTH FUND | 88676 | | NSAR-A[html] |
| SEI LIQUID ASSET TRUST | 354603 | | N-Q[html] |
| SEI Structured Credit Fund, LP | 1407736 | | N-Q[html] |
| SELIGMAN MUNICIPAL FUND SERIES INC | 726291 | | NSAR-A[html] |
| SELIGMAN PORTFOLIOS INC/NY | 817841 | | N-Q[html] |
| SENOMYX INC | 1123979 | NASDAQ:SNMX | 8-K[html] |
| SENTINEL VARIABLE PRODUCTS TRUST | 1112513 | | N-Q[html] |
| SEPARATE ACCT NO 49 OF AXA EQUITABLE LIFE INSURANCE CO | 1015570 | | 485BXT[html] |
| SEQUOIA FUND INC | 89043 | | N-Q[html] |
| SFM Capital Markets, L.P. | 1451211 | | D/A[html] |
| SFM GLOBAL STRATEGIES LP | 1297933 | | D/A[html] |
| SHACKELFORD LOTTIE H | 1257563 | | 4[html] |
| SHAFFER OREN | 1241850 | | 4[html] |
| SHARER KEVIN W | 1185618 | | 4[html] |
| SHARP JAMES T | 1216143 | | 4[html] |
| SHARPE RAYMOND P | 1140800 | | 4[html] |
| SHAY JAMES C | 1225264 | | 4[html] |
| SHEAN CHRISTOPHER W | 1195197 | | 4[html] |
| SHEPARD GREGORY M | 1065833 | | 4[html] |
| SHIELDS JOSEPH V JR | 1219536 | | 4[html] |
| SHILOH INDUSTRIES INC | 904979 | NASDAQ:SHLO | 10-Q[html] 8-K[html] |
| SHOEMATE CHARLES R | 1193521 | | 4[html] |
| SHUSTEK MICHAEL V | 1088193 | | 4[html] |
| SHUTTERFLY INC | 1125920 | NASDAQ:SFLY | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| SIGMA DESIGNS INC | 790715 | NASDAQ:SIGM | DEF 14A[html] DEFA14A[html] |
| SIGNATURE GROUP HOLDINGS INC | 38984 | | 8-K[html] |
| SILVERMAN HARVEY | 1072004 | | SC 13D[html] |
| SIMMONS FIRST NATIONAL CORP | 90498 | NASDAQ:SFNC | 8-K[html] 8-K/A[html] |
| SIMON ROBERT | 1269488 | | 4[html] |
| SIMPSON GARY S | 1245400 | | 4[html] |
| SIMPSON MICHAEL | 1184782 | | 4[html] |
| SINDHU PRADEEP | 1204435 | | 4[html] |
| SINGER DAVID V | 1222746 | | 4[html] |
| SINOHUB, INC. | 1406574 | | DEF 14A[html] |
| SIRIUS XM RADIO INC. | 908937 | NASDAQ:SIRI | 8-K[html] |
| SIT MUTUAL FUNDS II INC | 746601 | | N-CSR[html] |
| SIT U S GOVERNMENT SECURITIES FUND INC | 809981 | | N-CSR[html] |
| SKS Ocular 1, LLC | 1521823 | | D[html] |
| SKY DIGITAL STORES CORP. | 1375483 | | SC 13D[html] |
| SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC | 1181848 | | NSAR-B[html] |
| SKYWORKS SOLUTIONS INC | 4127 | NASDAQ:SWKS | 425[html] |
| SL INDUSTRIES INC | 89270 | AMEX:SLI | SC 13D/A[html] |
| SM Energy Co | 893538 | | 8-K[html] |
| SMALL-CAP PORTFOLIO | 1105226 | | N-Q[html] |
| SMALLCAP WORLD FUND INC | 858744 | | NSAR-A[html] |
| SMID-Cap Portfolio | 1163472 | | NSAR-A[html] |
| SMITH GRAHAM | 1219883 | | 4[html] |
| SMITH LOWNDES ANDREW | 1270307 | | 4[html] |
| SMITH MICHAEL L | 1194201 | | 4[html] |
| SMITH ROBERT HENRY | 1248092 | | 4[html] |
| SMITH ROY | 1205342 | | 4[html] |
| SMTP, Inc. | 1506439 | | 8-K[html] |
| SMURFIT-STONE CONTAINER Corp | 94610 | | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| SOCIAL COMMUNICATIONS CO | 1428461 | | D[html] |
| SOLAZYME INC | 1311230 | | 424B4[html] EFFECT[html] S-8[html] |
| SOLICORE INC | 1170554 | | D[html] |
| SOOK PERRY A | 1250261 | | 4[html] |
| SOURCE CAPITAL INC /DE/ | 91847 | | N-Q[html] |
| SOUTHCOAST FINANCIAL CORP | 1083689 | NASDAQ:SOCB | 8-K[html] |
| SOUTHERN CO | 92122 | NYSE:SO | 8-K[html] |
| SOUTHERN MICHIGAN BANCORP INC | 703699 | | 8-K[html] |
| SOUTHWEST GEORGIA FINANCIAL CORP | 315849 | AMEX:SGB | 8-K[html] |
| SOUTHWEST SURGICAL CENTER OF BAKERSFIELD, L.P. | 1142939 | | D[html] |
| SOVRAN SELF STORAGE INC | 944314 | NYSE:SSS | 4[html] 4[html] 4[html] 4[html] 8-K[html] |
| SPDR S&P 500 ETF TRUST | 884394 | | N-30D[html] |
| SPECIAL EQUITIES PORTFOLIO | 925764 | | N-Q[html] |
| SPECIAL SITUATIONS FUND III L P | 914248 | | N-Q[html] |
| SPECTRUM CONTROL INC | 92769 | NASDAQ:SPEC | 8-K[html] |
| SPERLING SCOTT M | 1214212 | | 4[html] |
| SQUIRE GEOFFREY W | 1033256 | | 4[html] |
| SS&C TECHNOLOGIES INC | 1011661 | | 8-K[html] |
| SS&C Technologies Holdings Inc | 1402436 | | 8-K[html] |
| STAAR INVESTMENT TRUST | 1011996 | | N-Q[html] |
| STAAR SURGICAL CO | 718937 | NASDAQ:STAA | 8-K[html] |
| STAFFMARK HOLDINGS, INC. | 1517003 | | S-1/A[html] |
| STANTON RICHARD G | 1208047 | | 4[html] |
| STAPLES INC | 791519 | NASDAQ:SPLS | 4[html] |
| STAR SCIENTIFIC INC | 776008 | NASDAQ:STSI | 4[html] |
| STATE STREET NAVIGATOR SECURITIES LENDING TRUST | 1011008 | | 40-17G[html] |
| STATION CASINOS INC | 898660 | | 8-K[html] |
| STEADFAST CAPITAL MANAGEMENT LP | 1214822 | | SC 13G[html] SC 13G[html] |
| STEBBING ROGER F | 1240977 | | 4[html] |
| STEBBINS DONALD J | 1193795 | | 4[html] |
| STEEL PARTNERS HOLDINGS L.P. | 1452857 | | 4[html] |
| STEEL PARTNERS II LP | 915653 | | 4[html] |
| STEELCASE INC | 1050825 | NYSE:SCS | 8-K[html] |
| STEELE GLENN JR MD PHD | 1269131 | | 4[html] |
| STEELE RESOURCES CORP | 1404280 | | S-1/A[html] |
| STEINER LEISURE Ltd | 1018946 | NASDAQ:STNR | 4[html] |
| STEITZ JOHN M | 1235397 | | 4[html] |
| STENA AB | 1003517 | | 6-K[html] |
| STENGEL JAMES R | 1180789 | | 4[html] |
| STERIS CORP | 815065 | NYSE:STE | 10-K[html] |
| STERNLICHT BARRY S | 1034657 | | 4[html] |
| STOEHR CHARLES M | 1254155 | | 4[html] |
| STOFER GORDON | 1139906 | | 4[html] |
| STONERIDGE INC | 1043337 | NYSE:SRI | 3[html] 8-K[html] |
| STRATS SM TRUST FOR GOLDMAN SACHS GROUP SEC SERIES 2004-8 | 1293643 | | 8-K[html] |
| STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3 | 1339920 | | 8-K[html] |
| STRATS SM TRUST FOR JPMORGAN CHASE & CO SEC SERIES 2004-9 | 1297210 | | 8-K[html] |
| STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES | 1340909 | | 8-K[html] |
| STRATS TRUST FOR SPRINT CAP CORP SEC SER 2004 2 | 1278186 | | 8-K[html] |
| STRATS(SM) TRUST FOR DOMINION RESOURCES, INC. SECURITIES, SE | 1343491 | | 8-K[html] |
| STRATS(SM) TRUST FOR GEN ELEC CAP CORP SEC, SER 2004-15 | 1307931 | | 8-K[html] |
| STRATS(SM) Trust For Goldman Sachs Capital I Securities, Ser | 1328989 | | 8-K[html] |
| STRATS(SM) Trust for Goldman Sachs Group Securities, Series | 1356284 | | 10-D[html] |
| STRATS(SM) Trust for Procter & Gamble Securities, Series 200 | 1353226 | | 10-D[html] |
| STROHM BRUCE C | 1219718 | | 4[html] |
| STROPP WENDELL HUNTER | 1490862 | | 4[html] |
| STRUCTURED PRODUCTS CORP CORTS TRUST FOR XEROX CAPITAL TR I | 1283453 | | 25-NSE[html] |
| STRYKER CORP | 310764 | NYSE:SYK | 4[html] SC TO-T[html] SC TO-T/A[html] |
| STRYKER RONDA E | 1242914 | | 4[html] |
| STUCK ROBERT G | 1208048 | | 4[html] |
| STUCKEY TIMOTHY A | 1216144 | | 4[html] |
| STUMPF JOHN G | 1201258 | | 4[html] |
| STUPP JOHN P JR | 1085535 | | 4[html] |
| SUD JAMES P | 1199839 | | 144[html] 4[html] |
| SUGAR RONALD D | 1216519 | | 4[html] |
| SUGGS DAVID G | 1395693 | | 4[html] |
| SULENTIC ROBERT E | 1190868 | | 4[html] |
| SULLIVAN GODFREY | 1233412 | | 4[html] |
| SULLIVAN LENORE M | 1267871 | | 4[html] |
| SULLIVAN MATTHEW J | 1276033 | | 4[html] |
| SUN CAPITAL ADVISERS TRUST | 1065698 | | N-Q[html] |
| SUN COMMUNITIES INC | 912593 | NYSE:SUI | ARS[html] |
| SUN HYDRAULICS CORP | 1024795 | NASDAQ:SNHY | 4[html] |
| SUNAMERICA EQUITY FUNDS | 799084 | | NSAR-A[html] |
| SUNAMERICA INCOME FUNDS | 795307 | | NSAR-B[html] |
| SUNAMERICA SENIOR FLOATING RATE FUND INC | 1059040 | | N-Q[html] |
| SUNAMERICA SERIES TRUST | 892538 | | N-Q[html] |
| SUNPOWER CORP | 867773 | NASDAQ:SPWRA NASDAQ:SPWRB | 4[html] |
| SUPERIOR INDUSTRIES INTERNATIONAL INC | 95552 | NYSE:SUP | 4[html] |
| SUPERVALU INC | 95521 | NYSE:SVU | 4[html] 4[html] 4[html] |
| SURMA JOHN P | 1229767 | | 4[html] |
| SUVER SUSAN M | 1281036 | | 4[html] |
| SWEDISH EXPORT CREDIT CORP /SWED/ | 352960 | | FWP[html] |
| SWONKE GERARD J | 1244920 | | 4[html] |
| SYNOPSYS INC | 883241 | NASDAQ:SNPS | 10-Q[html] 8-K/A[html] S-8[html] |
| SYNOVIS LIFE TECHNOLOGIES INC | 780127 | NASDAQ:SYNO | 4[html] |
| Saboo Surendra | 1416385 | | 4[html] |
| Sadana Sumit | 1311079 | | 4[html] |
| Salient Absolute Return Fund | 1482074 | | 40-17G[html] |
| Salient Absolute Return Institutional Fund | 1482208 | | 40-17G[html] |
| Salient Absolute Return Master Fund | 1482209 | | 40-17G[html] |
| Salient MLP & Energy Infrastructure Fund | 1513970 | | 497[html] 497[html] |
| Salomon Robert L. | 1426750 | | 4[html] |
| Samples Timothy A | 1315154 | | 3[html] 4[html] |
| SandRidge Mississippian Trust I | 1509228 | | SC 13G[html] |
| Sande John P III | 1388050 | | 4[html] |
| Sanger William A | 1346845 | | 4[html] |
| Satarii, Inc. | 1521427 | | D[html] |
| Schellhase David | 1294735 | | 4[html] |
| Schwinn Armin | 1491063 | | 4[html] |
| Seeger Laureen | 1357325 | | 4[html] |
| Segel Richard M | 1428207 | | 4[html] |
| Semon Dominique | 1486952 | | 3[html] |
| Sems Lloyd | 1436850 | | 3[html] |
| Seneca Foods Corp | 88948 | | 8-K[html] |
| SensiVida Medical Technologies, Inc. | 64647 | | NT 10-K[html] |
| Separate Account VA FF | 1475231 | | N-30B-2[html] |
| Shah Nikil L | 1521916 | | 3[html] |
| Shaheen Gabriel | 1411393 | | 4[html] |
| Shamir Optical Industry Ltd. | 1317362 | NASDAQ:SHMR | 6-K[html] |
| Shapiro Daniel J | 1521921 | | 3[html] |
| Shepherd Thomas C | 1306489 | | 4[html] |
| Sherman Josh | 1506129 | | 4[html] |
| Shiau Ing Hang | 1521949 | | SC 13G[html] |
| Shields John F | 1461366 | | 4[html] |
| Shivji Alnoor | 1435645 | | 4[html] |
| Siebert Lawrence A. | 1291343 | | 4[html] |
| Silicon Graphics International Corp | 1316625 | NASDAQ:RACK | 4[html] |
| Simcox Scott | 1373861 | | 4[html] |
| Siminoff Ellen F | 1386430 | | 4[html] |
| Sinatra Kimmarie | 1356745 | | 4[html] |
| Singh Alok | 1407196 | | 4[html] |
| Skerl Damir S | 1480713 | | 4[html] |
| Smith Alan E | 1408288 | | 4[html] |
| Smith Philip R | 1466142 | | 4[html] |
| Smith Thomas Joseph | 1204316 | | 4[html] |
| Snap Interactive, Inc | 1355839 | | 424B3[html] 8-K[html] |
| Soleil Capital L.P. | 1376231 | | RW[html] |
| Somaxon Pharmaceuticals, Inc. | 1339455 | NASDAQ:SOMX | 8-K[html] |
| Sorrentino Charles A | 1357776 | | 4[html] |
| Sorsher Gary I. | 1446968 | | 4[html] |
| Sound Financial, Inc. | 1410087 | | 4[html] 4[html] |
| SouthPeak Interactive CORP | 1336262 | | 424B3[html] 424B3[html] |
| Spansion Inc. | 1322705 | NASDAQ:SPSN | S-4[html] |
| Spansion LLC | 1520875 | | S-4[html] |
| Spansion Technology LLC | 1520876 | | S-4[html] |
| Spaulding Ronald Nicholas | 1403233 | | 4[html] |
| Spirit Airlines, Inc. | 1498710 | | 424B4[html] |
| Spitalli Michael | 1510307 | | 4[html] |
| Stamell Jared | 1521918 | | 3[html] |
| Standifird R Jason | 1460271 | | 4[html] |
| Steel Partners LLC | 1422282 | | 4[html] |
| SteelPath MLP Funds Trust | 1478168 | | 485BPOS[html] |
| Steinbecker Roger | 1368763 | | 4[html] |
| Stereotaxis, Inc. | 1289340 | NASDAQ:STXS | 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] 4[html] |
| Sterilucent, Inc. | 1514013 | | D[html] D/A[html] |
| Stevenson James G | 1510316 | | 4[html] |
| Stewart Laura Lee | 1410558 | | 4[html] |
| Stone Harbor Emerging Markets Income Fund | 1501103 | | 40-APP/A[html] |
| Stone Harbor Investment Partners LP | 1508123 | | 40-APP/A[html] |
| Stone West Mary E | 1309219 | | 4[html] |
| Stratford Patricia | 1353263 | | 4[html] |
| Stratus Media Group, Inc | 1053691 | | 8-K[html] |
| Straubel Jeffrey B | 1494727 | | 4[html] |
| Stricker Robert | 1478287 | | 4[html] |
| Strickland Steven C | 1379986 | | 4[html] |
| SubHub, Inc. | 1354888 | | 424B4[html] |
| Sun Life Insurance & Annuity Co of New York Variable Account | 1521845 | | D[html] |
| SunAmerica Specialty Series | 1274768 | | 485BPOS[html] |
| Suther Timothy J | 1498405 | | 4[html] |
| Swette Brian | 1361350 | | 4[html] 4[html] |
| SyntheMed, Inc. | 889428 | | PRER14A[html] |